AdvisorOS Directory
Claim Profile
Unclaimed Profile
JP

Jeffrey Thomas Puglia

BDFS CAPITAL LLC·REHOBOTH BEACH, Delaware
SIE, Series 7, Series 31, Series 63, Series 65CFP25 years registeredBDFS CAPITAL LLC
19409 PLANTATION RD, REHOBOTH BEACH, DE 19971CRD# 2926402Firm CRD# 287680

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jeffrey Thomas Puglia · REHOBOTH BEACH, DE
Registration
CRD #2926402 · BDFS CAPITAL LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

BDFS CAPITAL LLC
Jul 2017 – present
LPL FINANCIAL LLC
Oct 2008 – Jul 2017
MILFORD, DE
PNC INVESTMENTS
Sep 2005 – Oct 2008
REHOBOTH, DE
MORGAN STANLEY
Mar 2001 – Oct 2005
LEWES, DE
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · March 9, 2001
Years registered · 25
Professional designation · CFP
03

Disclosure History

2001Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BDFS CAPITAL LLC
CRD 287680 · SEC 801-120724
AUM
$288M
Regulatory assets under management
Employees
8
1,493 client accounts
Services offered by BDFS CAPITAL LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BDFS CAPITAL LLC →
Introduction

Speak with Jeffrey

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jeffrey is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in REHOBOTH BEACH?

Browse all registered financial advisors in REHOBOTH BEACH, Delaware or claim this profile if it's yours.

Browse REHOBOTH BEACH AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Jeffrey Thomas Puglia offer?
Jeffrey Thomas Puglia specializes in Financial Planning, Investment Management. Contact their office in REHOBOTH BEACH, Delaware for a consultation.
What are Jeffrey Thomas Puglia's credentials?
Jeffrey Thomas Puglia holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Jeffrey Thomas Puglia located?
Jeffrey Thomas Puglia is based in REHOBOTH BEACH, Delaware, working with BDFS CAPITAL LLC. Their office serves clients in the REHOBOTH BEACH metropolitan area and surrounding communities.
How does Jeffrey Thomas Puglia charge for services?
Jeffrey Thomas Puglia's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisors fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BDFS CAPITAL LLC?
BDFS CAPITAL LLC has approximately 8 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at BDFS CAPITAL LLC

Mark Anthony Nehra
REHOBOTH BEACH, DE
CFP

More Advisors in REHOBOTH BEACH, Delaware

Todd Ashley Roselle
DRAVO BAY LLC·REHOBOTH BEACH, DE
CFPChFC
Kelly Kaczmarczyk
DRAVO BAY LLC·REHOBOTH BEACH, DE
Jacqueline Reeves
BELL ROCK CAPITAL, LLC·REHOBOTH BEACH, DE
Andres Felipe Bonell
BELL ROCK CAPITAL, LLC·REHOBOTH BEACH, DE
Jacquelyn Kerry Blue
BELL ROCK CAPITAL, LLC·REHOBOTH BEACH, DE
Marguerite Cassandra Toroian
BELL ROCK CAPITAL, LLC·REHOBOTH BEACH, DE

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Delaware
WILMINGTON (110)GREENVILLE (18)NEWARK (12)DOVER (10)LEWES (5)ROCKLAND (2)DAGSBORO (2)MONTCHANIN (2)HOCKESSIN (1)0000740272 (1)
City Guides
WILMINGTON GuideGREENVILLE GuideNEWARK GuideDOVER GuideLEWES Guide
Research
Advisor Fees in DelawareNational Fee Analysis
Request removal of this profile