Unclaimed Profile

Joel Mark Johnson

JB CAPITAL LLC·WETHERSFIELD, Connecticut

SIE, Series 6, Series 7, Series 63, Series 65CFP22 years registeredJB CAPITAL LLC

100 GREAT MEADOW ROAD, WETHERSFIELD, CT 06109CRD# 1941908Firm CRD# 171168

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Mark Johnson · WETHERSFIELD, CT

Registration

CRD #1941908 · JB CAPITAL LLC · 22 years registered

Brand Profile

Not yet started

Career History

JOHNSON BRUNETTI

Jun 2014 – present

SILVER OAK SECURITIES, INC.

Nov 2007 – Jun 2014

WETHERSFIELD, CT

ING FINANCIAL PARTNERS, INC

Jun 2006 – Nov 2006

WETHERSFIELD, CT

USALLIANZ SECURITIES, INC.

May 2005 – May 2006

WETHERSFIELD, CT

METLIFE SECURITIES INC.

Jan 2004 – Jun 2005

WETHERSFIELD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 26, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

2023Customer Dispute·Closed-No Action

2023Customer Dispute·Pending

2023Customer Dispute·Settled

2022Customer Dispute·Denied

2021Customer Dispute·Pending

2021Customer Dispute·Settled

2006Employment Separation After Allegations

2006Regulatory·Final

8 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

JB CAPITAL LLC

CRD 171168 · SEC 801-79713

AUM

$1.6B

Regulatory assets under management

Employees

11,635 client accounts

Services offered by JB CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JB CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Joel Mark Johnson offer?

Joel Mark Johnson specializes in Financial Planning, Investment Management. Contact their office in WETHERSFIELD, Connecticut for a consultation.

What are Joel Mark Johnson's credentials?

Joel Mark Johnson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joel Mark Johnson located?

Joel Mark Johnson is based in WETHERSFIELD, Connecticut, working with JB CAPITAL LLC. Their office serves clients in the WETHERSFIELD metropolitan area and surrounding communities.

How does Joel Mark Johnson charge for services?

Joel Mark Johnson's firm is compensated through percentage of aum, subscription fees, other: referral fees from third-party money managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JB CAPITAL LLC?

JB CAPITAL LLC has approximately 51 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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