AdvisorOS Directory
Claim Profile
TC

Thomas Charles Cock

APELLA CAPITAL, LLC·WEST HARTFORD, Connecticut
Unclaimed Profile
65 MEMORIAL DRIVE, WEST HARTFORD, CT 06033CRD# 4345448Firm CRD# 171106
01

About

Thomas Charles Cock is a registered financial advisor based in WEST HARTFORD, Connecticut, affiliated with APELLA CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
APELLA CAPITAL, LLC
APELLA WEALTH
AUM
$3.3B
Regulatory assets under management
Employees
77
Total firm employees
View all advisors at APELLA CAPITAL, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Other: FEE FOR FINANCIAL PLANNING SERVICES. FEES FOR TECHNOLOGY.
Regulatory
SEC/IARD CRD# 4345448
Firm CRD# 171106
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in WEST HARTFORD?

Browse all registered financial advisors in WEST HARTFORD, Connecticut or claim this profile if it's yours.

Browse WEST HARTFORD AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Thomas Charles Cock offer?
Thomas Charles Cock specializes in Financial Planning, Investment Management. Contact their office in WEST HARTFORD, Connecticut for a consultation.
What are Thomas Charles Cock's credentials?
Thomas Charles Cock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Charles Cock located?
Thomas Charles Cock is based in WEST HARTFORD, Connecticut, working with APELLA CAPITAL, LLC. Their office serves clients in the WEST HARTFORD metropolitan area and surrounding communities.
How does Thomas Charles Cock charge for services?
Thomas Charles Cock's firm is compensated through percentage of aum, other: fee for financial planning services. fees for technology.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is APELLA CAPITAL, LLC?
APELLA CAPITAL, LLC has approximately 77 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in WEST HARTFORD
Sandra Lee Hart — OHANESIAN / LECOURS, INC.Richard Ohanesian — OHANESIAN / LECOURS, INC.Ronald Gerard Lecours — OHANESIAN / LECOURS, INC.Clifford William Jr Jarvis — OHANESIAN / LECOURS, INC.Susan Babcock White — PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLC
Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile