Unclaimed Profile

Thomas Charles Cock

APELLA CAPITAL, LLC·WEST HARTFORD, Connecticut

Series 65Clean record20 years registeredAPELLA CAPITAL, LLC

65 MEMORIAL DRIVE, WEST HARTFORD, CT 06033CRD# 4345448Firm CRD# 171106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Charles Cock · WEST HARTFORD, CT

Registration

CRD #4345448 · APELLA CAPITAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

APELLA WEALTH

Jan 2021 – present

VESTORY, LLC

Oct 2015 – Dec 2020

BELLEVUE, WA

VESTORY, LLC

Nov 2009 – Aug 2015

BELLEVUE, WA

MERRIMAN, INC.

Jan 2006 – Mar 2010

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 18, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APELLA CAPITAL, LLC

CRD 171106 · SEC 801-79650

AUM

$3.3B

Regulatory assets under management

Employees

8,605 client accounts

Services offered by APELLA CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APELLA CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Charles Cock offer?

Thomas Charles Cock specializes in Financial Planning, Investment Management. Contact their office in WEST HARTFORD, Connecticut for a consultation.

What are Thomas Charles Cock's credentials?

Thomas Charles Cock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Charles Cock located?

Thomas Charles Cock is based in WEST HARTFORD, Connecticut, working with APELLA CAPITAL, LLC. Their office serves clients in the WEST HARTFORD metropolitan area and surrounding communities.

How does Thomas Charles Cock charge for services?

Thomas Charles Cock's firm is compensated through percentage of aum, other: fee for financial planning services. fees for technology.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APELLA CAPITAL, LLC?

APELLA CAPITAL, LLC has approximately 77 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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