Unclaimed Profile

Stuart Howard Herskowitz

HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.·WEST HARTFORD, Connecticut

SIE, Series 6, Series 26, Series 63, Series 65Clean record29 years registeredHOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.

65 LASALLE ROAD, WEST HARTFORD, CT 06107CRD# 2279911Firm CRD# 125791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stuart Howard Herskowitz · WEST HARTFORD, CT

Registration

CRD #2279911 · HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC. · 29 years registered

Brand Profile

Not yet started

Career History

USI ADVISORS

Oct 2023 – present

ENSEMBLE FINANCIAL SERVICES, INC.

Oct 2003 – Dec 2005

WEST HARTFORD, CT

HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.

Feb 1997 – Dec 2023

GLASTONBURY, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · February 11, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.

CRD 125791 · SEC 801-61958

AUM

$478M

Regulatory assets under management

Employees

72 client accounts

Services offered by HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Stuart Howard Herskowitz offer?

Stuart Howard Herskowitz specializes in Investment Management. Contact their office in WEST HARTFORD, Connecticut for a consultation.

What are Stuart Howard Herskowitz's credentials?

Stuart Howard Herskowitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stuart Howard Herskowitz located?

Stuart Howard Herskowitz is based in WEST HARTFORD, Connecticut, working with HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.. Their office serves clients in the WEST HARTFORD metropolitan area and surrounding communities.

How does Stuart Howard Herskowitz charge for services?

Stuart Howard Herskowitz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.?

HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC. has approximately 7 employees and manages $478M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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