Unclaimed Profile

James John Scanlan

APELLA CAPITAL, LLC·WEST HARTFORD, Connecticut

SIE, Series 63, Series 65, Series 79Clean record9 years registeredAPELLA CAPITAL, LLC

65 MEMORIAL DRIVE, WEST HARTFORD, CT 06033CRD# 6497635Firm CRD# 171106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James John Scanlan · WEST HARTFORD, CT

Registration

CRD #6497635 · APELLA CAPITAL, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: APELLA CAPITAL, LLC

SYMMETRY PARTNERS

May 2019 – Jan 2020

GLASTONBURY, CT

RESOURCES MANAGEMENT CORP

Feb 2017 – May 2019

WEST HARTFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 63

Series 65

Series 79

Registration record

First registered · February 17, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APELLA CAPITAL, LLC

CRD 171106 · SEC 801-79650

AUM

$3.3B

Regulatory assets under management

Employees

8,605 client accounts

Services offered by APELLA CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APELLA CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does James John Scanlan offer?

James John Scanlan specializes in Financial Planning, Investment Management.

What are James John Scanlan's credentials?

James John Scanlan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James John Scanlan located?

James John Scanlan is based in WEST HARTFORD, Connecticut, last registered with APELLA CAPITAL, LLC.

How does James John Scanlan charge for services?

James John Scanlan's firm is compensated through percentage of aum, other: fee for financial planning services. fees for technology.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APELLA CAPITAL, LLC?

APELLA CAPITAL, LLC has approximately 77 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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