Unclaimed Profile

Harvey Siegel

APELLA CAPITAL, LLC·WEST HARTFORD, Connecticut

Series 4, Series 7, Series 24, Series 41, Series 53, Series 63, Series 65Clean record26 years registeredAPELLA CAPITAL, LLC

65 MEMORIAL DRIVE, WEST HARTFORD, CT 06033CRD# 1072771Firm CRD# 171106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harvey Siegel · WEST HARTFORD, CT

Registration

CRD #1072771 · APELLA CAPITAL, LLC · 26 years registered

Brand Profile

Not yet started

Career History

APELLA WEALTH

Mar 2017 – present

SYMMETRY PARTNERS

Mar 2017 – Feb 2019

Lenox, MA

ARC INVESTMENT PLANNING & MANAGEMENT INC

Sep 2004 – Mar 2017

LENOX, MA

WS SECURITIES INC

Oct 1999 – Mar 2017

LENOX, MA

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 41

Series 53

Series 63

Series 65

Registration record

First registered · October 3, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APELLA CAPITAL, LLC

CRD 171106 · SEC 801-79650

AUM

$3.3B

Regulatory assets under management

Employees

8,605 client accounts

Services offered by APELLA CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APELLA CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Harvey Siegel offer?

Harvey Siegel specializes in Financial Planning, Investment Management. Contact their office in WEST HARTFORD, Connecticut for a consultation.

What are Harvey Siegel's credentials?

Harvey Siegel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harvey Siegel located?

Harvey Siegel is based in WEST HARTFORD, Connecticut, working with APELLA CAPITAL, LLC. Their office serves clients in the WEST HARTFORD metropolitan area and surrounding communities.

How does Harvey Siegel charge for services?

Harvey Siegel's firm is compensated through percentage of aum, other: fee for financial planning services. fees for technology.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APELLA CAPITAL, LLC?

APELLA CAPITAL, LLC has approximately 77 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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