Unclaimed Profile

Diana Lynn Bacon

APELLA CAPITAL, LLC·WEST HARTFORD, Connecticut

Series 7, Series 63, Series 65Clean record26 years registeredAPELLA CAPITAL, LLC

65 MEMORIAL DRIVE, WEST HARTFORD, CT 06033CRD# 3082742Firm CRD# 171106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diana Lynn Bacon · WEST HARTFORD, CT

Registration

CRD #3082742 · APELLA CAPITAL, LLC · 26 years registered

Brand Profile

Not yet started

Career History

APELLA WEALTH

Jan 2020 – present

CONCERT WEALTH MANAGEMENT

Jan 2014 – Jul 2015

DALLAS, TX

BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP

Feb 2007 – Dec 2020

DALLAS, TX

PARATUS FINANCIAL, INC.

Jan 2005 – Nov 2006

DALLAS, TX

ERNST & YOUNG INVESTMENT ADVISERS LLP

Feb 2003 – Sep 2004

DALLAS, TX

THE AYCO COMPANY,L.P.

May 2000 – Jan 2003

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 3, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APELLA CAPITAL, LLC

CRD 171106 · SEC 801-79650

AUM

$3.3B

Regulatory assets under management

Employees

8,605 client accounts

Services offered by APELLA CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APELLA CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Diana Lynn Bacon offer?

Diana Lynn Bacon specializes in Financial Planning, Investment Management. Contact their office in WEST HARTFORD, Connecticut for a consultation.

What are Diana Lynn Bacon's credentials?

Diana Lynn Bacon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diana Lynn Bacon located?

Diana Lynn Bacon is based in WEST HARTFORD, Connecticut, working with APELLA CAPITAL, LLC. Their office serves clients in the WEST HARTFORD metropolitan area and surrounding communities.

How does Diana Lynn Bacon charge for services?

Diana Lynn Bacon's firm is compensated through percentage of aum, other: fee for financial planning services. fees for technology.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APELLA CAPITAL, LLC?

APELLA CAPITAL, LLC has approximately 77 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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