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James Gerard Hofmann

J/M FINANCIAL ADVISERS, INC.·TRUMBULL, Connecticut
Series 7Clean record40 years registeredJ/M FINANCIAL ADVISERS, INC.
6515 MAIN STREET, SUITE 4, TRUMBULL, CT 06611CRD# 1283497Firm CRD# 111665

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Gerard Hofmann · TRUMBULL, CT
Registration
CRD #1283497 · J/M FINANCIAL ADVISERS, INC. · 40 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: J/M FINANCIAL ADVISERS, INC.
J/M FINANCIAL ADVISERS, INC.
Apr 1986 – Mar 2024
TRUMBULL, CT
02

Registrations & Exams

FINRA examinations passed
Series 7
Registration record
First registered · April 28, 1986
Years registered · 40
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
J/M FINANCIAL ADVISERS, INC.
CRD 111665 · SEC 801-60641
AUM
—
Regulatory assets under management
Employees
2
Total firm employees
Services offered by J/M FINANCIAL ADVISERS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at J/M FINANCIAL ADVISERS, INC. →
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05

Frequently Asked Questions

What services does James Gerard Hofmann offer?
James Gerard Hofmann specializes in Financial Planning, Investment Management.
What are James Gerard Hofmann's credentials?
James Gerard Hofmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Gerard Hofmann located?
James Gerard Hofmann is based in TRUMBULL, Connecticut, last registered with J/M FINANCIAL ADVISERS, INC..
How does James Gerard Hofmann charge for services?
James Gerard Hofmann's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J/M FINANCIAL ADVISERS, INC.?
J/M FINANCIAL ADVISERS, INC. has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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