Unclaimed Profile

Shane Dee Pendley

5TH STREET ADVISORS, LLC·SOUTHPORT, Connecticut

Series 65Clean record10 years registered5TH STREET ADVISORS, LLC

107 JOHN STREET, SOUTHPORT, CT 06890CRD# 6634776Firm CRD# 140165

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shane Dee Pendley · SOUTHPORT, CT

Registration

CRD #6634776 · 5TH STREET ADVISORS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

5TH STREET ADVISORS, LLC

Apr 2016 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 8, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

5TH STREET ADVISORS, LLC

CRD 140165 · SEC 801-68066

AUM

$463M

Regulatory assets under management

Employees

646 client accounts

Services offered by 5TH STREET ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at 5TH STREET ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Shane Dee Pendley offer?

Shane Dee Pendley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOUTHPORT, Connecticut for a consultation.

What are Shane Dee Pendley's credentials?

Shane Dee Pendley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shane Dee Pendley located?

Shane Dee Pendley is based in SOUTHPORT, Connecticut, working with 5TH STREET ADVISORS, LLC. Their office serves clients in the SOUTHPORT metropolitan area and surrounding communities.

How does Shane Dee Pendley charge for services?

Shane Dee Pendley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 5TH STREET ADVISORS, LLC?

5TH STREET ADVISORS, LLC has approximately 8 employees and manages $463M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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