Unclaimed Profile

James Baldwin Vose

PEMIGEWASSET CAPITAL LLC·SOUTHPORT, Connecticut

Clean record13 years registeredPEMIGEWASSET CAPITAL LLC

107 JOHN STREET, SOUTHPORT, CT 06890CRD# 4537054Firm CRD# 120565

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Baldwin Vose · SOUTHPORT, CT

Registration

CRD #4537054 · PEMIGEWASSET CAPITAL LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PEMIGEWASSET CAPITAL LLC

PEMIGEWASSET CAPITAL LLC

Jan 2020 – Jun 2020

SOUTHPORT, CT

PEMIGEWASSET CAPITAL LLC

Oct 2012 – Dec 2019

SOUTHPORT, CT

Registrations & Exams

Registration record

First registered · October 18, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PEMIGEWASSET CAPITAL LLC

CRD 120565 · SEC 801-65099

AUM

$39M

Regulatory assets under management

Employees

2 client accounts

Services offered by PEMIGEWASSET CAPITAL LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PEMIGEWASSET CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does James Baldwin Vose offer?

James Baldwin Vose specializes in Retirement Planning.

What are James Baldwin Vose's credentials?

James Baldwin Vose is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Baldwin Vose located?

James Baldwin Vose is based in SOUTHPORT, Connecticut, last registered with PEMIGEWASSET CAPITAL LLC.

How does James Baldwin Vose charge for services?

James Baldwin Vose's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEMIGEWASSET CAPITAL LLC?

PEMIGEWASSET CAPITAL LLC has approximately 1 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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