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David Warren Auerbach

ARMADA ETF ADVISORS LLC·SHELTON, Connecticut
SIE, Series 3, Series 7, Series 24, Series 55, Series 57TO, Series 63Clean recordARMADA ETF ADVISORS LLC
2 ENTERPRISE DRIVE, SHELTON, CT 06484CRD# 3247293Firm CRD# 317979

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Warren Auerbach · SHELTON, CT
Registration
CRD #3247293 · ARMADA ETF ADVISORS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 55
Series 57TO
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ARMADA ETF ADVISORS LLC
CRD 317979 · SEC 801-123057
AUM
$5M
Regulatory assets under management
Employees
2
2 client accounts
Services offered by ARMADA ETF ADVISORS LLC
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at ARMADA ETF ADVISORS LLC →
Introduction

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Frequently Asked Questions

What services does David Warren Auerbach offer?
David Warren Auerbach specializes in Investment Management, Fee-Only Advisory. Contact their office in SHELTON, Connecticut for a consultation.
What are David Warren Auerbach's credentials?
David Warren Auerbach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Warren Auerbach located?
David Warren Auerbach is based in SHELTON, Connecticut, working with ARMADA ETF ADVISORS LLC. Their office serves clients in the SHELTON metropolitan area and surrounding communities.
How does David Warren Auerbach charge for services?
David Warren Auerbach's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARMADA ETF ADVISORS LLC?
ARMADA ETF ADVISORS LLC has approximately 2 employees and manages $5M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ARMADA ETF ADVISORS LLC

Ryan James Hurley
SHELTON, CT
Liam Clarke
SHELTON, CT

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