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Laurence Eric Penn

ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC·OLD GREENWICH, Connecticut
Series 3, Series 7Clean recordELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC
53 FOREST AVENUE, OLD GREENWICH, CT 06870CRD# 1914867Firm CRD# 168311

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Laurence Eric Penn · OLD GREENWICH, CT
Registration
CRD #1914867 · ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC
CRD 168311 · SEC 801-78637
AUM
$946M
Regulatory assets under management
Employees
162
1 client accounts
Services offered by ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC →
Introduction

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Frequently Asked Questions

What services does Laurence Eric Penn offer?
Laurence Eric Penn specializes in Retirement Planning. Contact their office in OLD GREENWICH, Connecticut for a consultation.
What are Laurence Eric Penn's credentials?
Laurence Eric Penn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Laurence Eric Penn located?
Laurence Eric Penn is based in OLD GREENWICH, Connecticut, working with ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC. Their office serves clients in the OLD GREENWICH metropolitan area and surrounding communities.
How does Laurence Eric Penn charge for services?
Laurence Eric Penn's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC?
ELLINGTON RESIDENTIAL MORTGAGE MANAGEMENT LLC has approximately 162 employees and manages $946M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Patrick Brady Maloney
OLD GREENWICH, CT

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