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Keith Christian Cuomo

DUNBAR ASSOCIATES, LLC·MONROE, Connecticut
SIE, Series 6, Series 7, Series 62, Series 63, Series 65, Series 99TO11 years registeredDUNBAR ASSOCIATES, LLC
71 TURKEY ROOST ROAD, MONROE, CT 06468CRD# 2587130Firm CRD# 323134

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Keith Christian Cuomo · MONROE, CT
Registration
CRD #2587130 · DUNBAR ASSOCIATES, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

CHELSEA FINANCIAL SERVICES
Jan 2025 – present
DUNBAR ASSOCIATES, LLC
Feb 2023 – present
MML INVESTORS SERVICES, LLC
Jun 2021 – Feb 2023
MELVILLE, NY
PARK AVENUE SECURITIES LLC
Feb 2015 – Sep 2015
WESTBURY, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 62
Series 63
Series 65
Series 99TO
Registration record
First registered · February 24, 2015
Years registered · 11
03

Disclosure History

2022Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
DUNBAR ASSOCIATES, LLC
CRD 323134 · SEC 801-126791
AUM
$213M
Regulatory assets under management
Employees
3
452 client accounts
Services offered by DUNBAR ASSOCIATES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DUNBAR ASSOCIATES, LLC →
Introduction

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05

Frequently Asked Questions

What services does Keith Christian Cuomo offer?
Keith Christian Cuomo specializes in Financial Planning, Investment Management. Contact their office in MONROE, Connecticut for a consultation.
What are Keith Christian Cuomo's credentials?
Keith Christian Cuomo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Keith Christian Cuomo located?
Keith Christian Cuomo is based in MONROE, Connecticut, working with DUNBAR ASSOCIATES, LLC. Their office serves clients in the MONROE metropolitan area and surrounding communities.
How does Keith Christian Cuomo charge for services?
Keith Christian Cuomo's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DUNBAR ASSOCIATES, LLC?
DUNBAR ASSOCIATES, LLC has approximately 3 employees and manages $213M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DUNBAR ASSOCIATES, LLC

Robert George Dunbar
MONROE, CT
Michele Kristine Dunbar
MONROE, CT

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