Unclaimed Profile

Patricia Lynn Brady

PRINCIPLE WEALTH PARTNERS LLC·MADISON, Connecticut

SIE, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredPRINCIPLE WEALTH PARTNERS LLC

670 BOSTON POST ROAD, MADISON, CT 06443CRD# 2330553Firm CRD# 290180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patricia Lynn Brady · MADISON, CT

Registration

CRD #2330553 · PRINCIPLE WEALTH PARTNERS LLC · 23 years registered

Brand Profile

Not yet started

Career History

ASSETMARK BROKERAGE, LLC

May 2022 – present

ASSETMARK, INC.

May 2022 – present

HIGHTOWER ADVISORS, LLC

Nov 2020 – Apr 2021

Chicago, IL

PRINCIPLE WEALTH PARTNERS LLC

Mar 2019 – Oct 2019

MADISON, CT

DYNASTY WEALTH MANAGEMENT, LLC

Jul 2018 – Jan 2019

NEW YORK, NY

BEIRNE WEALTH CONSULTING SERVICES, LLC

Apr 2016 – Apr 2018

Shelton, CT

METLIFE SECURITIES INC.

Jan 2006 – Apr 2007

SHELTON, CT

PRUDENTIAL INVESTMENTS LLC

Feb 2004 – May 2004

SHELTON, CT

AMERICAN SKANDIA ADVISORY SERVICES, INC.

Mar 2003 – Feb 2004

SHELTON, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 12, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRINCIPLE WEALTH PARTNERS LLC

CRD 290180 · SEC 801-111911

AUM

$2.2B

Regulatory assets under management

Employees

3,356 client accounts

Services offered by PRINCIPLE WEALTH PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRINCIPLE WEALTH PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Patricia Lynn Brady offer?

Patricia Lynn Brady specializes in Financial Planning, Investment Management. Contact their office in MADISON, Connecticut for a consultation.

What are Patricia Lynn Brady's credentials?

Patricia Lynn Brady is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patricia Lynn Brady located?

Patricia Lynn Brady is based in MADISON, Connecticut, working with PRINCIPLE WEALTH PARTNERS LLC. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does Patricia Lynn Brady charge for services?

Patricia Lynn Brady's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPLE WEALTH PARTNERS LLC?

PRINCIPLE WEALTH PARTNERS LLC has approximately 25 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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