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Wallace Clifford Jones

WJ FINANCIAL ADVISORS, LLC·KILLINGWORTH, Connecticut
Series 65Clean record19 years registeredWJ FINANCIAL ADVISORS, LLC
255 ROUTE 80, KILLINGWORTH, CT 06419CRD# 4577739Firm CRD# 142761

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wallace Clifford Jones · KILLINGWORTH, CT
Registration
CRD #4577739 · WJ FINANCIAL ADVISORS, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

WJ FINANCIAL ADVISORS, LLC
Apr 2007 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 13, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WJ FINANCIAL ADVISORS, LLC
CRD 142761 · SEC 801-121886
AUM
$145M
Regulatory assets under management
Employees
4
209 client accounts
Services offered by WJ FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WJ FINANCIAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Wallace Clifford Jones offer?
Wallace Clifford Jones specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KILLINGWORTH, Connecticut for a consultation.
What are Wallace Clifford Jones's credentials?
Wallace Clifford Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wallace Clifford Jones located?
Wallace Clifford Jones is based in KILLINGWORTH, Connecticut, working with WJ FINANCIAL ADVISORS, LLC. Their office serves clients in the KILLINGWORTH metropolitan area and surrounding communities.
How does Wallace Clifford Jones charge for services?
Wallace Clifford Jones's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WJ FINANCIAL ADVISORS, LLC?
WJ FINANCIAL ADVISORS, LLC has approximately 4 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WJ FINANCIAL ADVISORS, LLC

Joseph David Giaccone
KILLINGWORTH, CT

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