AdvisorOS Directory
Claim Profile
Unclaimed Profile
DS

Daniel Christopher Shane

ESSEX ASSET ADVISORS INC.·IVORYTON, Connecticut
Series 65Clean record13 years registeredESSEX ASSET ADVISORS INC.
104 MAIN STREET SUITE 1, IVORYTON, CT 06442CRD# 2671683Firm CRD# 164076

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel Christopher Shane · IVORYTON, CT
Registration
CRD #2671683 · ESSEX ASSET ADVISORS INC. · 13 years registered
Brand Profile
Not yet started
01

Career History

ESSEX ASSET ADVISORS INC.
Oct 2012 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 9, 2012
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ESSEX ASSET ADVISORS INC.
CRD 164076 · SEC 801-77196
AUM
$7M
Regulatory assets under management
Employees
2
1 client accounts
Services offered by ESSEX ASSET ADVISORS INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at ESSEX ASSET ADVISORS INC. →
Introduction

Speak with Daniel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in IVORYTON?

Browse all registered financial advisors in IVORYTON, Connecticut or claim this profile if it's yours.

Browse IVORYTON AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Daniel Christopher Shane offer?
Daniel Christopher Shane specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in IVORYTON, Connecticut for a consultation.
What are Daniel Christopher Shane's credentials?
Daniel Christopher Shane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Christopher Shane located?
Daniel Christopher Shane is based in IVORYTON, Connecticut, working with ESSEX ASSET ADVISORS INC.. Their office serves clients in the IVORYTON metropolitan area and surrounding communities.
How does Daniel Christopher Shane charge for services?
Daniel Christopher Shane's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ESSEX ASSET ADVISORS INC.?
ESSEX ASSET ADVISORS INC. has approximately 2 employees and manages $7M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
STAMFORD (246)GREENWICH (197)WESTPORT (100)HARTFORD (90)WEST HARTFORD (82)WILTON (50)DARIEN (48)GLASTONBURY (40)FAIRFIELD (36)NORWALK (35)
City Guides
STAMFORD GuideGREENWICH GuideWESTPORT GuideHARTFORD GuideWEST HARTFORD Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile