Unclaimed Profile

Wayne Nmn Connors

3D ASSET MANAGEMENT, INC.·HARTFORD, Connecticut

Series 7, Series 63, Series 66Clean record24 years registered3D ASSET MANAGEMENT, INC.

100 CONSTITUTION PLAZA, HARTFORD, CT 06103-1703CRD# 2085893Firm CRD# 139595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wayne Nmn Connors · HARTFORD, CT

Registration

CRD #2085893 · 3D ASSET MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

BLACK SWAN WEALTH MANAGEMENT

Jun 2014 – present

3D ASSET MANAGEMENT, INC.

Feb 2017 – Apr 2017

HARTFORD, CT

3D ASSET MANAGEMENT, INC.

Mar 2006 – Jun 2013

EAST HARTFORD, CT

SYMMETRY PARTNERS

Jun 2004 – Feb 2006

GLASTONBURY, CT

VERAVEST INVESTMENT ADVISORS, INC.

Apr 2002 – Dec 2003

GLASTONBURY, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · April 22, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

3D ASSET MANAGEMENT, INC.

CRD 139595 · SEC 801-68413

AUM

$603M

Regulatory assets under management

Employees

1,838 client accounts

Services offered by 3D ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at 3D ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Wayne Nmn Connors offer?

Wayne Nmn Connors specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HARTFORD, Connecticut for a consultation.

What are Wayne Nmn Connors's credentials?

Wayne Nmn Connors is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wayne Nmn Connors located?

Wayne Nmn Connors is based in HARTFORD, Connecticut, working with 3D ASSET MANAGEMENT, INC.. Their office serves clients in the HARTFORD metropolitan area and surrounding communities.

How does Wayne Nmn Connors charge for services?

Wayne Nmn Connors's firm is compensated through percentage of aum, other: fees as sub-advisor and model provider/stategist. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 3D ASSET MANAGEMENT, INC.?

3D ASSET MANAGEMENT, INC. has approximately 15 employees and manages $603M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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