Unclaimed Profile

Richard William Smirl

VIRTUS INVESTMENT ADVISERS, INC.·HARTFORD, Connecticut

SIE, Series 3, Series 7, Series 24, Series 63, Series 99TOClean record24 years registeredVIRTUS INVESTMENT ADVISERS, INC.

ONE FINANCIAL PLAZA, HARTFORD, CT 06103CRD# 4232829Firm CRD# 106982

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard William Smirl · HARTFORD, CT

Registration

CRD #4232829 · VIRTUS INVESTMENT ADVISERS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VIRTUS INVESTMENT ADVISERS, INC.

STRONG CAPITAL MANAGEMENT INC

Oct 2001 – Dec 2003

MENOMONEE FALLS, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · October 8, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VIRTUS INVESTMENT ADVISERS, INC.

CRD 106982 · SEC 801-5995

AUM

$47.8B

Regulatory assets under management

Employees

82 client accounts

Services offered by VIRTUS INVESTMENT ADVISERS, INC.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at VIRTUS INVESTMENT ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Richard William Smirl offer?

Richard William Smirl specializes in Investment Management, Retirement Planning, Fee-Only Advisory.

What are Richard William Smirl's credentials?

Richard William Smirl is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard William Smirl located?

Richard William Smirl is based in HARTFORD, Connecticut, last registered with VIRTUS INVESTMENT ADVISERS, INC..

How does Richard William Smirl charge for services?

Richard William Smirl's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VIRTUS INVESTMENT ADVISERS, INC.?

VIRTUS INVESTMENT ADVISERS, INC. has approximately 8 employees and manages $47.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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