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Catherine Ann Schuster

UBS REALTY INVESTORS LLC·HARTFORD, Connecticut
SIE, Series 99Clean recordUBS REALTY INVESTORS LLC
10 STATE HOUSE SQUARE, HARTFORD, CT 06103-3604CRD# 5998900Firm CRD# 107758

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine Ann Schuster · HARTFORD, CT
Registration
CRD #5998900 · UBS REALTY INVESTORS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
UBS REALTY INVESTORS LLC
CRD 107758 · SEC 801-45426
AUM
$2.7B
Regulatory assets under management
Employees
153
3 client accounts
Services offered by UBS REALTY INVESTORS LLC
Per Form ADV
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Catherine Ann Schuster offer?
Catherine Ann Schuster specializes in Retirement Planning, Wealth Management. Contact their office in HARTFORD, Connecticut for a consultation.
What are Catherine Ann Schuster's credentials?
Catherine Ann Schuster is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Ann Schuster located?
Catherine Ann Schuster is based in HARTFORD, Connecticut, working with UBS REALTY INVESTORS LLC. Their office serves clients in the HARTFORD metropolitan area and surrounding communities.
How does Catherine Ann Schuster charge for services?
Catherine Ann Schuster's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: real estate acquisition/disposition fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UBS REALTY INVESTORS LLC?
UBS REALTY INVESTORS LLC has approximately 153 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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