Unclaimed Profile

Benjamin Marshal Lavine

3D/L CAPITAL MANAGEMENT, LLC·HARTFORD, Connecticut

SIE, Series 7TO, Series 63Clean record10 years registered3D/L CAPITAL MANAGEMENT, LLC

100 CONSTITUTION PLAZA, HARTFORD, CT 06103-1703CRD# 6598608Firm CRD# 283304

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Marshal Lavine · HARTFORD, CT

Registration

CRD #6598608 · 3D/L CAPITAL MANAGEMENT, LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: 3D/L CAPITAL MANAGEMENT, LLC

FREEDOM INVESTMENT MANAGEMENT, INC.

Dec 2023 – Mar 2026

SOUTH WINDSOR, CT

3D/L CAPITAL MANAGEMENT, LLC

Feb 2021 – Dec 2023

HARTFORD, CT

3D ASSET MANAGEMENT, INC.

Jan 2016 – Mar 2021

Hartford, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 63

Registration record

First registered · January 23, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

3D/L CAPITAL MANAGEMENT, LLC

CRD 283304 · SEC 801-107874

AUM

$574M

Regulatory assets under management

Employees

1,422 client accounts

Services offered by 3D/L CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at 3D/L CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Benjamin Marshal Lavine offer?

Benjamin Marshal Lavine specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Benjamin Marshal Lavine's credentials?

Benjamin Marshal Lavine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin Marshal Lavine located?

Benjamin Marshal Lavine is based in HARTFORD, Connecticut, last registered with 3D/L CAPITAL MANAGEMENT, LLC.

How does Benjamin Marshal Lavine charge for services?

Benjamin Marshal Lavine's firm is compensated through percentage of aum, other: subadvisor and model provider/strategist fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 3D/L CAPITAL MANAGEMENT, LLC?

3D/L CAPITAL MANAGEMENT, LLC has approximately 14 employees and manages $574M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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