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Mark Joseph Steffen

SIGHTLINE WEALTH ADVISORS, LLC·GROTON, Connecticut
SIE, Series 7, Series 24, Series 66Clean record24 years registeredSIGHTLINE WEALTH ADVISORS, LLC
495 GOLD STAR HIGHWAY, GROTON, CT 06340CRD# 2457526Firm CRD# 176520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Joseph Steffen · GROTON, CT
Registration
CRD #2457526 · SIGHTLINE WEALTH ADVISORS, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

SIGHTLINE WEALTH ADVISORS, LLC
May 2015 – present
AMERIPRISE FINANCIAL SERVICES, INC.
Apr 2002 – May 2015
GROTON, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 66
Registration record
First registered · April 9, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SIGHTLINE WEALTH ADVISORS, LLC
CRD 176520 · SEC 801-91168
AUM
$242M
Regulatory assets under management
Employees
6
799 client accounts
Services offered by SIGHTLINE WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SIGHTLINE WEALTH ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Mark Joseph Steffen offer?
Mark Joseph Steffen specializes in Financial Planning, Investment Management. Contact their office in GROTON, Connecticut for a consultation.
What are Mark Joseph Steffen's credentials?
Mark Joseph Steffen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Joseph Steffen located?
Mark Joseph Steffen is based in GROTON, Connecticut, working with SIGHTLINE WEALTH ADVISORS, LLC. Their office serves clients in the GROTON metropolitan area and surrounding communities.
How does Mark Joseph Steffen charge for services?
Mark Joseph Steffen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIGHTLINE WEALTH ADVISORS, LLC?
SIGHTLINE WEALTH ADVISORS, LLC has approximately 6 employees and manages $242M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SIGHTLINE WEALTH ADVISORS, LLC

Stefan Alexander Pellish
GROTON, CT

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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