Unclaimed Profile

Ronald Jay Fishman

PASI INVESTMENTS, LLC·FARMINGTON, Connecticut

Series 6, Series 7, Series 63, Series 65Clean record20 years registeredPASI INVESTMENTS, LLC

10 TALCOTT NOTCH ROAD, FARMINGTON, CT 06032CRD# 1449240Firm CRD# 145640

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Jay Fishman · FARMINGTON, CT

Registration

CRD #1449240 · PASI INVESTMENTS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

DAYBRIGHT ADVISORY SERVICES, INC.

Jul 2025 – present

PASI INVESTMENTS, LLC

Jan 2008 – present

YHB RETIREMENT SERVICES, LLC

Mar 2006 – Dec 2007

WEST HARTFORD, CT

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · March 23, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PASI INVESTMENTS, LLC

CRD 145640 · SEC 801-68712

AUM

$503M

Regulatory assets under management

Employees

734 client accounts

Services offered by PASI INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PASI INVESTMENTS, LLC →

Introduction

Speak with Ronald

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ronald is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FARMINGTON?

Browse all registered financial advisors in FARMINGTON, Connecticut or claim this profile if it's yours.

Browse FARMINGTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ronald Jay Fishman offer?

Ronald Jay Fishman specializes in Investment Management, Wealth Management. Contact their office in FARMINGTON, Connecticut for a consultation.

What are Ronald Jay Fishman's credentials?

Ronald Jay Fishman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Jay Fishman located?

Ronald Jay Fishman is based in FARMINGTON, Connecticut, working with PASI INVESTMENTS, LLC. Their office serves clients in the FARMINGTON metropolitan area and surrounding communities.

How does Ronald Jay Fishman charge for services?

Ronald Jay Fishman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PASI INVESTMENTS, LLC?

PASI INVESTMENTS, LLC has approximately 8 employees and manages $503M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →