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Richard Parker Sullivan

FISCAL DYNAMICS INCORPORATED·FARMINGTON, Connecticut
Series 1, Series 40, Series 63Clean record40 years registeredFISCAL DYNAMICS INCORPORATED
314 FARMINGTON AVENUE, FARMINGTON, CT 06032CRD# 439785Firm CRD# 111155

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Parker Sullivan · FARMINGTON, CT
Registration
CRD #439785 · FISCAL DYNAMICS INCORPORATED · 40 years registered
Brand Profile
Not yet started
01

Career History

FISCAL DYNAMICS INCORPORATED
Mar 1986 – present
02

Registrations & Exams

FINRA examinations passed
Series 1
Series 40
Series 63
Registration record
First registered · March 4, 1986
Years registered · 40
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FISCAL DYNAMICS INCORPORATED
CRD 111155 · SEC 801-63175
AUM
$78M
Regulatory assets under management
Employees
1
131 client accounts
Services offered by FISCAL DYNAMICS INCORPORATED
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FISCAL DYNAMICS INCORPORATED →
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05

Frequently Asked Questions

What services does Richard Parker Sullivan offer?
Richard Parker Sullivan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FARMINGTON, Connecticut for a consultation.
What are Richard Parker Sullivan's credentials?
Richard Parker Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Parker Sullivan located?
Richard Parker Sullivan is based in FARMINGTON, Connecticut, working with FISCAL DYNAMICS INCORPORATED. Their office serves clients in the FARMINGTON metropolitan area and surrounding communities.
How does Richard Parker Sullivan charge for services?
Richard Parker Sullivan's firm is compensated through percentage of aum, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FISCAL DYNAMICS INCORPORATED?
FISCAL DYNAMICS INCORPORATED has approximately 1 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Brian Parker Sullivan
FARMINGTON, CT

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