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Howard Elliot Case

FOUNDERS CAPITAL MANAGEMENT, LLC·EAST HARTFORD, Connecticut
Series 65Clean record23 years registeredFOUNDERS CAPITAL MANAGEMENT, LLC
111 FOUNDERS PLAZA, EAST HARTFORD, CT 06108CRD# 4494963Firm CRD# 118853

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Elliot Case · EAST HARTFORD, CT
Registration
CRD #4494963 · FOUNDERS CAPITAL MANAGEMENT, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

FOUNDERS CAPITAL MANAGEMENT, LLC
Jan 2003 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 2, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FOUNDERS CAPITAL MANAGEMENT, LLC
CRD 118853 · SEC 801-60878
AUM
$694M
Regulatory assets under management
Employees
5
477 client accounts
Services offered by FOUNDERS CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FOUNDERS CAPITAL MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Howard Elliot Case offer?
Howard Elliot Case specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in EAST HARTFORD, Connecticut for a consultation.
What are Howard Elliot Case's credentials?
Howard Elliot Case is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Howard Elliot Case located?
Howard Elliot Case is based in EAST HARTFORD, Connecticut, working with FOUNDERS CAPITAL MANAGEMENT, LLC. Their office serves clients in the EAST HARTFORD metropolitan area and surrounding communities.
How does Howard Elliot Case charge for services?
Howard Elliot Case's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOUNDERS CAPITAL MANAGEMENT, LLC?
FOUNDERS CAPITAL MANAGEMENT, LLC has approximately 5 employees and manages $694M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FOUNDERS CAPITAL MANAGEMENT, LLC

Patrick Alan Terrion
EAST HARTFORD, CT
Jon Martin Case
EAST HARTFORD, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
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Research
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