Unclaimed Profile

John Herbert Roth

NASSAU PRIVATE CREDIT LLC·DARIEN, Connecticut

Clean recordNASSAU PRIVATE CREDIT LLC

17 OLD KINGS HIGHWAY SOUTH, DARIEN, CT 06820CRD# 5938907Firm CRD# 300220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Herbert Roth · DARIEN, CT

Registration

CRD #5938907 · NASSAU PRIVATE CREDIT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

John Herbert Roth is a registered financial advisor based in DARIEN, Connecticut, affiliated with NASSAU PRIVATE CREDIT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

NASSAU PRIVATE CREDIT LLC

AUM

$1.2B

Regulatory assets under management

Employees

Total firm employees

View all advisors at NASSAU PRIVATE CREDIT LLC →

Services

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5938907

Firm CRD# 300220

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Frequently Asked Questions

What services does John Herbert Roth offer?

John Herbert Roth specializes in Retirement Planning, Wealth Management. Contact their office in DARIEN, Connecticut for a consultation.

What are John Herbert Roth's credentials?

John Herbert Roth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Herbert Roth located?

John Herbert Roth is based in DARIEN, Connecticut, working with NASSAU PRIVATE CREDIT LLC. Their office serves clients in the DARIEN metropolitan area and surrounding communities.

How does John Herbert Roth charge for services?

John Herbert Roth's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NASSAU PRIVATE CREDIT LLC?

NASSAU PRIVATE CREDIT LLC has approximately 6 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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