Unclaimed Profile

John Steven Traynor

PEOPLE'S UNITED ADVISORS, INC.·BRIDGEPORT, Connecticut

Series 5, Series 7, Series 63, Series 658 years registeredPEOPLE'S UNITED ADVISORS, INC.

850 MAIN STREET, BRIDGEPORT, CT 06604CRD# 1362579Firm CRD# 292454

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Steven Traynor · BRIDGEPORT, CT

Registration

CRD #1362579 · PEOPLE'S UNITED ADVISORS, INC. · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S UNITED ADVISORS, INC.

Jul 2018 – Dec 2022

BRIDGEPORT, CT

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 63

Series 65

Registration record

First registered · July 9, 2018

Years registered · 8

Disclosure History

2018Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PEOPLE'S UNITED ADVISORS, INC.

CRD 292454 · SEC 801-112648

AUM

$845M

Regulatory assets under management

Employees

2,076 client accounts

Services offered by PEOPLE'S UNITED ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PEOPLE'S UNITED ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does John Steven Traynor offer?

John Steven Traynor specializes in Financial Planning, Investment Management, Wealth Management.

What are John Steven Traynor's credentials?

John Steven Traynor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Steven Traynor located?

John Steven Traynor is based in BRIDGEPORT, Connecticut, last registered with PEOPLE'S UNITED ADVISORS, INC..

How does John Steven Traynor charge for services?

John Steven Traynor's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEOPLE'S UNITED ADVISORS, INC.?

PEOPLE'S UNITED ADVISORS, INC. has approximately 53 employees and manages $845M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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