Unclaimed Profile

Timothy John Stoklosa

ADVISORS ASSET MANAGEMENT, INC.·MONUMENT, Colorado

SIE, Series 7, Series 24, Series 28, Series 66, Series 79TO, Series 99TOClean record16 years registeredADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132CRD# 4897959Firm CRD# 46727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy John Stoklosa · MONUMENT, CO

Registration

CRD #4897959 · ADVISORS ASSET MANAGEMENT, INC. · 16 years registered

Brand Profile

Not yet started

Career History

ADVISORS ASSET MANAGEMENT, INC.

Oct 2009 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 28

Series 66

Series 79TO

Series 99TO

Registration record

First registered · October 21, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVISORS ASSET MANAGEMENT, INC.

CRD 46727 · SEC 801-62731

AUM

$3.9B

Regulatory assets under management

Employees

272

1,767 client accounts

Services offered by ADVISORS ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ADVISORS ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Timothy John Stoklosa offer?

Timothy John Stoklosa specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MONUMENT, Colorado for a consultation.

What are Timothy John Stoklosa's credentials?

Timothy John Stoklosa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy John Stoklosa located?

Timothy John Stoklosa is based in MONUMENT, Colorado, working with ADVISORS ASSET MANAGEMENT, INC.. Their office serves clients in the MONUMENT metropolitan area and surrounding communities.

How does Timothy John Stoklosa charge for services?

Timothy John Stoklosa's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVISORS ASSET MANAGEMENT, INC.?

ADVISORS ASSET MANAGEMENT, INC. has approximately 272 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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