Unclaimed Profile

Joe Robert Cotton

ADVISORS ASSET MANAGEMENT, INC.·MONUMENT, Colorado

SIE, Series 6, Series 7, Series 22, Series 24, Series 53, Series 63, Series 66Clean record21 years registeredADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132CRD# 1764046Firm CRD# 46727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joe Robert Cotton · MONUMENT, CO

Registration

CRD #1764046 · ADVISORS ASSET MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

Oct 2004 – May 2014

BOERNE, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · October 25, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVISORS ASSET MANAGEMENT, INC.

CRD 46727 · SEC 801-62731

AUM

$3.9B

Regulatory assets under management

Employees

272

1,767 client accounts

Services offered by ADVISORS ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ADVISORS ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Joe Robert Cotton offer?

Joe Robert Cotton specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Joe Robert Cotton's credentials?

Joe Robert Cotton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joe Robert Cotton located?

Joe Robert Cotton is based in MONUMENT, Colorado, last registered with ADVISORS ASSET MANAGEMENT, INC..

How does Joe Robert Cotton charge for services?

Joe Robert Cotton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVISORS ASSET MANAGEMENT, INC.?

ADVISORS ASSET MANAGEMENT, INC. has approximately 272 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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