Unclaimed Profile

Christopher Thomas Genovese

ADVISORS ASSET MANAGEMENT, INC.·MONUMENT, Colorado

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 66, Series 79TO21 years registeredADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132CRD# 2255451Firm CRD# 46727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Thomas Genovese · MONUMENT, CO

Registration

CRD #2255451 · ADVISORS ASSET MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

ADVISORS ASSET MANAGEMENT, INC.

Oct 2004 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 66

Series 79TO

Registration record

First registered · October 26, 2004

Years registered · 21

Disclosure History

1997Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ADVISORS ASSET MANAGEMENT, INC.

CRD 46727 · SEC 801-62731

AUM

$3.9B

Regulatory assets under management

Employees

272

1,767 client accounts

Services offered by ADVISORS ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ADVISORS ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Christopher Thomas Genovese offer?

Christopher Thomas Genovese specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MONUMENT, Colorado for a consultation.

What are Christopher Thomas Genovese's credentials?

Christopher Thomas Genovese is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Thomas Genovese located?

Christopher Thomas Genovese is based in MONUMENT, Colorado, working with ADVISORS ASSET MANAGEMENT, INC.. Their office serves clients in the MONUMENT metropolitan area and surrounding communities.

How does Christopher Thomas Genovese charge for services?

Christopher Thomas Genovese's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVISORS ASSET MANAGEMENT, INC.?

ADVISORS ASSET MANAGEMENT, INC. has approximately 272 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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