Unclaimed Profile

Warren Patrick Baker

PLATTE RIVER WEALTH ADVISORS, LLC·LOUISVILLE, Colorado

Series 6, Series 7, Series 63Clean record7 years registeredPLATTE RIVER WEALTH ADVISORS, LLC

726 FRONT STREET, LOUISVILLE, CO 80027CRD# 2407505Firm CRD# 304224

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Warren Patrick Baker · LOUISVILLE, CO

Registration

CRD #2407505 · PLATTE RIVER WEALTH ADVISORS, LLC · 7 years registered

Brand Profile

Not yet started

Career History

LIDO

Dec 2024 – present

PLATTE RIVER WEALTH ADVISORS, LLC

Jul 2019 – Feb 2025

LOUISVILLE, CO

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Registration record

First registered · July 11, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLATTE RIVER WEALTH ADVISORS, LLC

CRD 304224 · SEC 801-116915

AUM

$544M

Regulatory assets under management

Employees

281 client accounts

Services offered by PLATTE RIVER WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PLATTE RIVER WEALTH ADVISORS, LLC →

Introduction

Speak with Warren

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Warren is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOUISVILLE?

Browse all registered financial advisors in LOUISVILLE, Colorado or claim this profile if it's yours.

Browse LOUISVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Warren Patrick Baker offer?

Warren Patrick Baker specializes in Financial Planning, Investment Management. Contact their office in LOUISVILLE, Colorado for a consultation.

What are Warren Patrick Baker's credentials?

Warren Patrick Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Warren Patrick Baker located?

Warren Patrick Baker is based in LOUISVILLE, Colorado, working with PLATTE RIVER WEALTH ADVISORS, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Warren Patrick Baker charge for services?

Warren Patrick Baker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLATTE RIVER WEALTH ADVISORS, LLC?

PLATTE RIVER WEALTH ADVISORS, LLC has approximately 3 employees and manages $544M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →