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Katherine Spines

HCM INVESTORS INC·LOUISVILLE, Colorado
Clean recordHCM INVESTORS INC
1371 E. HECLA DR, LOUISVILLE, CO 80027CRD# 4355254Firm CRD# 106730

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Katherine Spines · LOUISVILLE, CO
Registration
CRD #4355254 · HCM INVESTORS INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Katherine Spines is a registered financial advisor based in LOUISVILLE, Colorado, affiliated with HCM INVESTORS INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
HCM INVESTORS INC
HCM INVESTORS INC
AUM
$10M
Regulatory assets under management
Employees
1
Total firm employees
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4355254
Firm CRD# 106730
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Katherine Spines offer?
Katherine Spines specializes in Investment Management. Contact their office in LOUISVILLE, Colorado for a consultation.
What are Katherine Spines's credentials?
Katherine Spines is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Katherine Spines located?
Katherine Spines is based in LOUISVILLE, Colorado, working with HCM INVESTORS INC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.
How does Katherine Spines charge for services?
Katherine Spines's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HCM INVESTORS INC?
HCM INVESTORS INC has approximately 1 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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