Unclaimed Profile

Katherine Spines

HCM INVESTORS INC·LOUISVILLE, Colorado

Clean record27 years registeredHCM INVESTORS INC

1371 E. HECLA DR, LOUISVILLE, CO 80027CRD# 4355254Firm CRD# 106730

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katherine Spines · LOUISVILLE, CO

Registration

CRD #4355254 · HCM INVESTORS INC · 27 years registered

Brand Profile

Not yet started

Career History

ADVISORS CAPITAL MANAGEMENT, LLC

Oct 2025 – present

HCM INVESTORS INC

Apr 1999 – Jan 2026

BOULDER, CO

Registrations & Exams

Registration record

First registered · April 30, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HCM INVESTORS INC

CRD 106730 · SEC 801-46300

AUM

$10M

Regulatory assets under management

Employees

40 client accounts

Services offered by HCM INVESTORS INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HCM INVESTORS INC →

Introduction

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Frequently Asked Questions

What services does Katherine Spines offer?

Katherine Spines specializes in Investment Management. Contact their office in LOUISVILLE, Colorado for a consultation.

What are Katherine Spines's credentials?

Katherine Spines is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katherine Spines located?

Katherine Spines is based in LOUISVILLE, Colorado, working with HCM INVESTORS INC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Katherine Spines charge for services?

Katherine Spines's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HCM INVESTORS INC?

HCM INVESTORS INC has approximately 1 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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