Unclaimed Profile

Richard Jay Whipple

WHIPPLEWOOD ADVISORS, LLC·LITTLETON, Colorado

Series 65Clean record12 years registeredWHIPPLEWOOD ADVISORS, LLC

11852 SHAFFER DRIVE, LITTLETON, CO 80127CRD# 5041903Firm CRD# 282860

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Jay Whipple · LITTLETON, CO

Registration

CRD #5041903 · WHIPPLEWOOD ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

WHIPPLEWOOD ADVISORS, LLC

Jun 2016 – present

FIRST FINANCIAL EQUITY CORPORATION

Nov 2013 – Feb 2016

GREENWOOD VILLAGE, CO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 15, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WHIPPLEWOOD ADVISORS, LLC

CRD 282860 · SEC 801-119590

AUM

$267M

Regulatory assets under management

Employees

349 client accounts

Services offered by WHIPPLEWOOD ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WHIPPLEWOOD ADVISORS, LLC →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LITTLETON?

Browse all registered financial advisors in LITTLETON, Colorado or claim this profile if it's yours.

Browse LITTLETON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Jay Whipple offer?

Richard Jay Whipple specializes in Financial Planning, Investment Management. Contact their office in LITTLETON, Colorado for a consultation.

What are Richard Jay Whipple's credentials?

Richard Jay Whipple is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Jay Whipple located?

Richard Jay Whipple is based in LITTLETON, Colorado, working with WHIPPLEWOOD ADVISORS, LLC. Their office serves clients in the LITTLETON metropolitan area and surrounding communities.

How does Richard Jay Whipple charge for services?

Richard Jay Whipple's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHIPPLEWOOD ADVISORS, LLC?

WHIPPLEWOOD ADVISORS, LLC has approximately 6 employees and manages $267M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →