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Richard Jay Whipple

WHIPPLEWOOD ADVISORS, LLC·LITTLETON, Colorado
Clean recordWHIPPLEWOOD ADVISORS, LLC
11852 SHAFFER DRIVE, LITTLETON, CO 80127CRD# 5041903Firm CRD# 282860

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Jay Whipple · LITTLETON, CO
Registration
CRD #5041903 · WHIPPLEWOOD ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Jay Whipple is a registered financial advisor based in LITTLETON, Colorado, affiliated with WHIPPLEWOOD ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
WHIPPLEWOOD ADVISORS, LLC
WHIPPLEWOOD ADVISORS, LLC
AUM
$267M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at WHIPPLEWOOD ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5041903
Firm CRD# 282860
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Jay Whipple offer?
Richard Jay Whipple specializes in Financial Planning, Investment Management. Contact their office in LITTLETON, Colorado for a consultation.
What are Richard Jay Whipple's credentials?
Richard Jay Whipple is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Jay Whipple located?
Richard Jay Whipple is based in LITTLETON, Colorado, working with WHIPPLEWOOD ADVISORS, LLC. Their office serves clients in the LITTLETON metropolitan area and surrounding communities.
How does Richard Jay Whipple charge for services?
Richard Jay Whipple's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WHIPPLEWOOD ADVISORS, LLC?
WHIPPLEWOOD ADVISORS, LLC has approximately 6 employees and manages $267M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WHIPPLEWOOD ADVISORS, LLC

Joseph Ernest Hubbard
LITTLETON, CO
Mona Lynn Feeley
LITTLETON, CO

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Research
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