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Karlan Ken Tucker

TUCKER ASSET MANAGEMENT LLC·LITTLETON, Colorado
Series 65Clean record11 years registeredTUCKER ASSET MANAGEMENT LLC
1520 WEST CANAL COURT, LITTLETON, CO 80120CRD# 6449856Firm CRD# 174844

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karlan Ken Tucker · LITTLETON, CO
Registration
CRD #6449856 · TUCKER ASSET MANAGEMENT LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

TUCKER ASSET MANAGEMENT LLC
Apr 2015 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 6, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TUCKER ASSET MANAGEMENT LLC
CRD 174844 · SEC 801-107110
AUM
$476M
Regulatory assets under management
Employees
82
6,427 client accounts
Services offered by TUCKER ASSET MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TUCKER ASSET MANAGEMENT LLC →
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Frequently Asked Questions

What services does Karlan Ken Tucker offer?
Karlan Ken Tucker specializes in Financial Planning, Investment Management. Contact their office in LITTLETON, Colorado for a consultation.
What are Karlan Ken Tucker's credentials?
Karlan Ken Tucker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karlan Ken Tucker located?
Karlan Ken Tucker is based in LITTLETON, Colorado, working with TUCKER ASSET MANAGEMENT LLC. Their office serves clients in the LITTLETON metropolitan area and surrounding communities.
How does Karlan Ken Tucker charge for services?
Karlan Ken Tucker's firm is compensated through percentage of aum, hourly charges, other: shares in fees paid to third party investment advisers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TUCKER ASSET MANAGEMENT LLC?
TUCKER ASSET MANAGEMENT LLC has approximately 82 employees and manages $476M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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