Unclaimed Profile

David Bruce Auer

METIS, L.L.C.·LITTLETON, Colorado

Series 6, Series 22, Series 63, Series 6530 years registeredMETIS, L.L.C.

13976 W. BOWLES AVENUE, LITTLETON, CO 80127CRD# 1495370Firm CRD# 161075

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Bruce Auer · LITTLETON, CO

Registration

CRD #1495370 · METIS, L.L.C. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: METIS, L.L.C.

FWC WEALTH ADVISORS LLP

Oct 2004 – Mar 2007

TULSA, OK

H.D. VEST ADVISORY SERVICES, INC

Jun 1996 – Mar 2003

TULSA, OK

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Series 65

Registration record

First registered · June 28, 1996

Years registered · 30

Disclosure History

2009Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

METIS, L.L.C.

CRD 161075 · SEC 801-74286

AUM

$21M

Regulatory assets under management

Employees

145 client accounts

Services offered by METIS, L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at METIS, L.L.C. →

Introduction

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Frequently Asked Questions

What services does David Bruce Auer offer?

David Bruce Auer specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are David Bruce Auer's credentials?

David Bruce Auer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Bruce Auer located?

David Bruce Auer is based in LITTLETON, Colorado, last registered with METIS, L.L.C..

How does David Bruce Auer charge for services?

David Bruce Auer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is METIS, L.L.C.?

METIS, L.L.C. has approximately 8 employees and manages $21M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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