AdvisorOS Directory
Claim Profile
Unclaimed Profile
TJ

Thomas Joseph Jacobsen

M. J. SMITH AND ASSOCIATES·GREENWOOD VILLAGE, Colorado
SIE, Series 7, Series 24, Series 63Clean recordM. J. SMITH AND ASSOCIATES
5613 DTC PARKWAY, GREENWOOD VILLAGE, CO 80111CRD# 4156193Firm CRD# 110919

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Jacobsen · GREENWOOD VILLAGE, CO
Registration
CRD #4156193 · M. J. SMITH AND ASSOCIATES
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
M. J. SMITH AND ASSOCIATES
CRD 110919 · SEC 801-19409
AUM
$886M
Regulatory assets under management
Employees
7
1,784 client accounts
Services offered by M. J. SMITH AND ASSOCIATES
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at M. J. SMITH AND ASSOCIATES →
Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREENWOOD VILLAGE?

Browse all registered financial advisors in GREENWOOD VILLAGE, Colorado or claim this profile if it's yours.

Browse GREENWOOD VILLAGE AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Thomas Joseph Jacobsen offer?
Thomas Joseph Jacobsen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.
What are Thomas Joseph Jacobsen's credentials?
Thomas Joseph Jacobsen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Jacobsen located?
Thomas Joseph Jacobsen is based in GREENWOOD VILLAGE, Colorado, working with M. J. SMITH AND ASSOCIATES. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.
How does Thomas Joseph Jacobsen charge for services?
Thomas Joseph Jacobsen's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is M. J. SMITH AND ASSOCIATES?
M. J. SMITH AND ASSOCIATES has approximately 7 employees and manages $886M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at M. J. SMITH AND ASSOCIATES

Mark Joseph Smith
GREENWOOD VILLAGE, CO
CFPPFS
Gerald Burch Gill
GREENWOOD VILLAGE, CO

More Advisors in GREENWOOD VILLAGE, Colorado

Edgar George Aaron Gumbiner
MARATHON INVESTMENT MANAGEMENT, INC.·GREENWOOD VILLAGE, CO
Gregory James Fleming
EMPOWER ADVISORY GROUP, LLC·GREENWOOD VILLAGE, CO
Lawrence Lee Greenberg
TRANSITIONS WEALTH MANAGEMENT, LLC·GREENWOOD VILLAGE, CO
Aaron Patrick Seeman
NILSINE PARTNERS, LLC·GREENWOOD VILLAGE, CO
Lazaro Guzman
EMPOWER CAPITAL MANAGEMENT, LLC·GREENWOOD VILLAGE, CO
CFA
Randall Dean Kenworthy
COACHMAN ENERGY PARTNERS LLC·GREENWOOD VILLAGE, CO

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Colorado
DENVER (528)BOULDER (93)COLORADO SPRINGS (87)ENGLEWOOD (48)CENTENNIAL (42)LITTLETON (33)FORT COLLINS (32)MONUMENT (25)LAKEWOOD (21)LONE TREE (20)
City Guides
DENVER GuideBOULDER GuideCOLORADO SPRINGS GuideENGLEWOOD GuideCENTENNIAL Guide
Research
Advisor Fees in ColoradoNational Fee Analysis
Request removal of this profile