Unclaimed Profile

Michelle Lau Baxter

ALPHA CAPITAL FAMILY OFFICE, LLC·GREENWOOD VILLAGE, Colorado

SIE, Series 6, Series 7, Series 63Clean recordALPHA CAPITAL FAMILY OFFICE, LLC

5750 S. ULSTER CIRCLE EAST, GREENWOOD VILLAGE, CO 80111CRD# 2926058Firm CRD# 307521

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michelle Lau Baxter · GREENWOOD VILLAGE, CO

Registration

CRD #2926058 · ALPHA CAPITAL FAMILY OFFICE, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA CAPITAL FAMILY OFFICE, LLC

CRD 307521 · SEC 801-118157

AUM

$140M

Regulatory assets under management

Employees

416 client accounts

Services offered by ALPHA CAPITAL FAMILY OFFICE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHA CAPITAL FAMILY OFFICE, LLC →

Introduction

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Frequently Asked Questions

What services does Michelle Lau Baxter offer?

Michelle Lau Baxter specializes in Financial Planning, Investment Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are Michelle Lau Baxter's credentials?

Michelle Lau Baxter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michelle Lau Baxter located?

Michelle Lau Baxter is based in GREENWOOD VILLAGE, Colorado, working with ALPHA CAPITAL FAMILY OFFICE, LLC. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Michelle Lau Baxter charge for services?

Michelle Lau Baxter's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA CAPITAL FAMILY OFFICE, LLC?

ALPHA CAPITAL FAMILY OFFICE, LLC has approximately 5 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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