Unclaimed Profile

David James Kubik

TRANSFORM WEALTH, LLC.·GREENWOOD VILLAGE, Colorado

SIE, Series 7, Series 63, Series 65Clean record14 years registeredTRANSFORM WEALTH, LLC.

6400 S. FIDDLERS GREEN CIRCLE, GREENWOOD VILLAGE, CO 80111CRD# 4388810Firm CRD# 283403

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David James Kubik · GREENWOOD VILLAGE, CO

Registration

CRD #4388810 · TRANSFORM WEALTH, LLC. · 14 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jan 2026 – present

NORTHCOAST ASSET MANAGEMENT LLC

Apr 2025 – Mar 2026

Greenwood Village, CO

TRANSFORM WEALTH, LLC

Jun 2016 – Apr 2025

Greenwood Village, CO

NORTHLAND ASSET MANAGEMENT

Mar 2012 – Jun 2012

GREENWOOD VILLAGE, CO

CARNICK & KUBIK, LLC

Feb 2012 – Jun 2016

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 23, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRANSFORM WEALTH, LLC.

CRD 283403 · SEC 801-107796

AUM

$2.5B

Regulatory assets under management

Employees

1,745 client accounts

Services offered by TRANSFORM WEALTH, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRANSFORM WEALTH, LLC. →

Introduction

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Frequently Asked Questions

What services does David James Kubik offer?

David James Kubik specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are David James Kubik's credentials?

David James Kubik is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David James Kubik located?

David James Kubik is based in GREENWOOD VILLAGE, Colorado, working with TRANSFORM WEALTH, LLC.. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does David James Kubik charge for services?

David James Kubik's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: assets on 3rd party platforms. see 5.d.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSFORM WEALTH, LLC.?

TRANSFORM WEALTH, LLC. has approximately 30 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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