Unclaimed Profile

Alisa Janell Martin

INVESTMENT MANAGEMENT ASSOCIATES, INC.·GREENWOOD VILLAGE, Colorado

SIE, Series 6, Series 7, Series 26, Series 63, Series 65Clean record28 years registeredINVESTMENT MANAGEMENT ASSOCIATES, INC.

5690 DTC BOULEVARD, GREENWOOD VILLAGE, CO 80111-3232CRD# 2359519Firm CRD# 110900

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alisa Janell Martin · GREENWOOD VILLAGE, CO

Registration

CRD #2359519 · INVESTMENT MANAGEMENT ASSOCIATES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

SIGNIA CAPITAL MANAGEMENT

Jan 2025 – present

WACHOVIA SECURITIES, LLC

Jan 2006 – Jul 2007

SEATTLE, WA

SIRACH CAPITAL MANAGEMENT INC.

Sep 1997 – Dec 2004

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · September 24, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INVESTMENT MANAGEMENT ASSOCIATES, INC.

CRD 110900 · SEC 801-117982

AUM

$515M

Regulatory assets under management

Employees

547 client accounts

Services offered by INVESTMENT MANAGEMENT ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at INVESTMENT MANAGEMENT ASSOCIATES, INC. →

Introduction

Speak with Alisa

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Alisa is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREENWOOD VILLAGE?

Browse all registered financial advisors in GREENWOOD VILLAGE, Colorado or claim this profile if it's yours.

Browse GREENWOOD VILLAGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Alisa Janell Martin offer?

Alisa Janell Martin specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are Alisa Janell Martin's credentials?

Alisa Janell Martin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alisa Janell Martin located?

Alisa Janell Martin is based in GREENWOOD VILLAGE, Colorado, working with INVESTMENT MANAGEMENT ASSOCIATES, INC.. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Alisa Janell Martin charge for services?

Alisa Janell Martin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVESTMENT MANAGEMENT ASSOCIATES, INC.?

INVESTMENT MANAGEMENT ASSOCIATES, INC. has approximately 6 employees and manages $515M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →