AdvisorOS Directory
Claim Profile
Unclaimed Profile
RL

Robert Fred Lau

SUMMIT WEALTH ADVISORS, INC.·FRISCO, Colorado
SIE, Series 7, Series 24, Series 6331 years registeredSUMMIT WEALTH ADVISORS, INC.
610 MAIN STREET, SUITE 15, FRISCO, CO 80443CRD# 1048404Firm CRD# 288746

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Fred Lau · FRISCO, CO
Registration
CRD #1048404 · SUMMIT WEALTH ADVISORS, INC. · 31 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SUMMIT WEALTH ADVISORS, INC.
MERCER GLOBAL ADVISORS INC.
Feb 2021 – Aug 2022
FRISCO, CO
SUMMIT WEALTH ADVISORS, INC.
Aug 2017 – Oct 2020
FRISCO, CO
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Nov 2010 – Aug 2017
FRISCO, CO
LPL FINANCIAL CORPORATION
Oct 1994 – Nov 2010
FRISCO, CO
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Registration record
First registered · October 21, 1994
Years registered · 31
03

Disclosure History

2010Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SUMMIT WEALTH ADVISORS, INC.
CRD 288746 · SEC 801-112569
AUM
$123M
Regulatory assets under management
Employees
3
510 client accounts
Services offered by SUMMIT WEALTH ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SUMMIT WEALTH ADVISORS, INC. →
Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FRISCO?

Browse all registered financial advisors in FRISCO, Colorado or claim this profile if it's yours.

Browse FRISCO AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Robert Fred Lau offer?
Robert Fred Lau specializes in Financial Planning, Investment Management.
What are Robert Fred Lau's credentials?
Robert Fred Lau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Fred Lau located?
Robert Fred Lau is based in FRISCO, Colorado, last registered with SUMMIT WEALTH ADVISORS, INC..
How does Robert Fred Lau charge for services?
Robert Fred Lau's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUMMIT WEALTH ADVISORS, INC.?
SUMMIT WEALTH ADVISORS, INC. has approximately 3 employees and manages $123M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SUMMIT WEALTH ADVISORS, INC.

Emily Ann Messegee
FRISCO, CO
CFP

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Colorado
DENVER (528)GREENWOOD VILLAGE (163)BOULDER (93)COLORADO SPRINGS (87)ENGLEWOOD (48)CENTENNIAL (42)LITTLETON (33)FORT COLLINS (32)MONUMENT (25)LAKEWOOD (21)
City Guides
DENVER GuideGREENWOOD VILLAGE GuideBOULDER GuideCOLORADO SPRINGS GuideENGLEWOOD Guide
Research
Advisor Fees in ColoradoNational Fee Analysis
Request removal of this profile