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Kathryn Lee Santoro

OLD MUTUAL CAPITAL, INC.·DENVER, Colorado
SIE, Series 7, Series 7TO, Series 24Clean recordOLD MUTUAL CAPITAL, INC.
4643 SOUTH ULSTER STREET, DENVER, CO 80237-2853CRD# 5069721Firm CRD# 131405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathryn Lee Santoro · DENVER, CO
Registration
CRD #5069721 · OLD MUTUAL CAPITAL, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 24
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
OLD MUTUAL CAPITAL, INC.
CRD 131405 · SEC 801-63140
AUM
$2.3B
Regulatory assets under management
Employees
11
20 client accounts
Services offered by OLD MUTUAL CAPITAL, INC.
Per Form ADV
Portfolio management (pooled investments)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at OLD MUTUAL CAPITAL, INC. →
Introduction

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Frequently Asked Questions

What services does Kathryn Lee Santoro offer?
Kathryn Lee Santoro specializes in Investment Management, Fee-Only Advisory. Contact their office in DENVER, Colorado for a consultation.
What are Kathryn Lee Santoro's credentials?
Kathryn Lee Santoro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathryn Lee Santoro located?
Kathryn Lee Santoro is based in DENVER, Colorado, working with OLD MUTUAL CAPITAL, INC.. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Kathryn Lee Santoro charge for services?
Kathryn Lee Santoro's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OLD MUTUAL CAPITAL, INC.?
OLD MUTUAL CAPITAL, INC. has approximately 11 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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