Unclaimed Profile

Karen Louise Garcia

FIRST ASCENT ASSET MANAGEMENT, LLC·DENVER, Colorado

Series 7, Series 8, Series 24, Series 63, Series 65Clean record27 years registeredFIRST ASCENT ASSET MANAGEMENT, LLC

1401 LAWRENCE ST., DENVER, CO 80202CRD# 1797312Firm CRD# 281470

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Louise Garcia · DENVER, CO

Registration

CRD #1797312 · FIRST ASCENT ASSET MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

GEOWEALTH MANAGEMENT LLC

Apr 2024 – present

FIRST ASCENT ASSET MANAGEMENT, LLC

Oct 2017 – Mar 2024

DENVER, CO

INVESTMENT CONSULTING GROUP LLC

Jan 1999 – Oct 2003

DENVER, CO

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST ASCENT ASSET MANAGEMENT, LLC

CRD 281470 · SEC 801-113358

AUM

$1.4B

Regulatory assets under management

Employees

4,897 client accounts

Services offered by FIRST ASCENT ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at FIRST ASCENT ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Karen Louise Garcia offer?

Karen Louise Garcia specializes in Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Karen Louise Garcia's credentials?

Karen Louise Garcia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Louise Garcia located?

Karen Louise Garcia is based in DENVER, Colorado, working with FIRST ASCENT ASSET MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Karen Louise Garcia charge for services?

Karen Louise Garcia's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ASCENT ASSET MANAGEMENT, LLC?

FIRST ASCENT ASSET MANAGEMENT, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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