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Karen Louise Garcia

FIRST ASCENT ASSET MANAGEMENT, LLC·DENVER, Colorado
Unclaimed Profile
1401 LAWRENCE ST., DENVER, CO 80202CRD# 1797312Firm CRD# 281470
01

About

Karen Louise Garcia is a registered financial advisor based in DENVER, Colorado, affiliated with FIRST ASCENT ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
FIRST ASCENT ASSET MANAGEMENT, LLC
FIRST ASCENT ASSET MANAGEMENT, LLC
AUM
$1.4B
Regulatory assets under management
Employees
12
Total firm employees
View all advisors at FIRST ASCENT ASSET MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1797312
Firm CRD# 281470
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karen Louise Garcia offer?
Karen Louise Garcia specializes in Investment Management. Contact their office in DENVER, Colorado for a consultation.
What are Karen Louise Garcia's credentials?
Karen Louise Garcia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Louise Garcia located?
Karen Louise Garcia is based in DENVER, Colorado, working with FIRST ASCENT ASSET MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Karen Louise Garcia charge for services?
Karen Louise Garcia's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST ASCENT ASSET MANAGEMENT, LLC?
FIRST ASCENT ASSET MANAGEMENT, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIRST ASCENT ASSET MANAGEMENT, LLC

Emmett Joseph Daly
DENVER, CO
Craig K Wagener
DENVER, CO
William Richard Fitzgerald
DENVER, CO
Richard Harold Patterson
DENVER, CO
Scott Andrew Mackillop
DENVER, CO

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