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Emmett Joseph Daly

FIRST ASCENT ASSET MANAGEMENT, LLC·DENVER, Colorado
SIE, Series 7, Series 24, Series 63, Series 79TOClean recordFIRST ASCENT ASSET MANAGEMENT, LLC
1401 LAWRENCE ST., DENVER, CO 80202CRD# 1703260Firm CRD# 281470

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Emmett Joseph Daly · DENVER, CO
Registration
CRD #1703260 · FIRST ASCENT ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIRST ASCENT ASSET MANAGEMENT, LLC
CRD 281470 · SEC 801-113358
AUM
$1.4B
Regulatory assets under management
Employees
12
4,897 client accounts
Services offered by FIRST ASCENT ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Nonprofits & Foundations
View all advisors at FIRST ASCENT ASSET MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Emmett Joseph Daly offer?
Emmett Joseph Daly specializes in Investment Management. Contact their office in DENVER, Colorado for a consultation.
What are Emmett Joseph Daly's credentials?
Emmett Joseph Daly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Emmett Joseph Daly located?
Emmett Joseph Daly is based in DENVER, Colorado, working with FIRST ASCENT ASSET MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Emmett Joseph Daly charge for services?
Emmett Joseph Daly's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST ASCENT ASSET MANAGEMENT, LLC?
FIRST ASCENT ASSET MANAGEMENT, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIRST ASCENT ASSET MANAGEMENT, LLC

Scott Andrew Mackillop
DENVER, CO
Karen Louise Garcia
DENVER, CO

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