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Emmett Joseph Daly

FIRST ASCENT ASSET MANAGEMENT, LLC·DENVER, Colorado
Unclaimed Profile
1401 LAWRENCE ST., DENVER, CO 80202CRD# 1703260Firm CRD# 281470
01

About

Emmett Joseph Daly is a registered financial advisor based in DENVER, Colorado, affiliated with FIRST ASCENT ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
FIRST ASCENT ASSET MANAGEMENT, LLC
FIRST ASCENT ASSET MANAGEMENT, LLC
AUM
$1.4B
Regulatory assets under management
Employees
12
Total firm employees
Services
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Other
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Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1703260
Firm CRD# 281470
No disclosures on file
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Frequently Asked Questions

What services does Emmett Joseph Daly offer?
Emmett Joseph Daly specializes in Investment Management. Contact their office in DENVER, Colorado for a consultation.
What are Emmett Joseph Daly's credentials?
Emmett Joseph Daly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Emmett Joseph Daly located?
Emmett Joseph Daly is based in DENVER, Colorado, working with FIRST ASCENT ASSET MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Emmett Joseph Daly charge for services?
Emmett Joseph Daly's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST ASCENT ASSET MANAGEMENT, LLC?
FIRST ASCENT ASSET MANAGEMENT, LLC has approximately 12 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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