Unclaimed Profile

James R Dickson

ELEVATION POINT WEALTH PARTNERS, LLC·DENVER, Colorado

SIE, Series 7, Series 9, Series 10, Series 31, Series 6627 years registeredELEVATION POINT WEALTH PARTNERS, LLC

1580 LINCOLN STREET, DENVER, CO 80203CRD# 2978084Firm CRD# 137068

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James R Dickson · DENVER, CO

Registration

CRD #2978084 · ELEVATION POINT WEALTH PARTNERS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ELEVATION POINT WEALTH PARTNERS, LLC

SANCTUARY ADVISORS, LLC

May 2018 – Mar 2023

INDIANAPOLIS, IN

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 1998 – Apr 2017

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 66

Registration record

First registered · December 15, 1998

Years registered · 27

Disclosure History

2023Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ELEVATION POINT WEALTH PARTNERS, LLC

CRD 137068 · SEC 801-65068

AUM

$2.2B

Regulatory assets under management

Employees

3,358 client accounts

Services offered by ELEVATION POINT WEALTH PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ELEVATION POINT WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does James R Dickson offer?

James R Dickson specializes in Financial Planning, Investment Management.

What are James R Dickson's credentials?

James R Dickson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James R Dickson located?

James R Dickson is based in DENVER, Colorado, last registered with ELEVATION POINT WEALTH PARTNERS, LLC.

How does James R Dickson charge for services?

James R Dickson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELEVATION POINT WEALTH PARTNERS, LLC?

ELEVATION POINT WEALTH PARTNERS, LLC has approximately 35 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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