Unclaimed Profile

Dean Alan Graves

DENVER INVESTMENT ADVISORS LLC·DENVER, Colorado

SIE, Series 6, Series 63CFAClean record27 years registeredDENVER INVESTMENT ADVISORS LLC

1225 17TH ST, DENVER, CO 80202CRD# 2729707Firm CRD# 107293

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dean Alan Graves · DENVER, CO

Registration

CRD #2729707 · DENVER INVESTMENT ADVISORS LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DENVER INVESTMENT ADVISORS LLC

DENVER INVESTMENTS

Mar 2007 – Nov 2016

DENVER, CO

DENVER INVESTMENT ADVISORS LLC

Jan 1999 – May 2006

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Registration record

First registered · January 1, 1999

Years registered · 27

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DENVER INVESTMENT ADVISORS LLC

CRD 107293 · SEC 801-47933

AUM

$7.0B

Regulatory assets under management

Employees

1,222 client accounts

Services offered by DENVER INVESTMENT ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at DENVER INVESTMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Dean Alan Graves offer?

Dean Alan Graves specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Dean Alan Graves's credentials?

Dean Alan Graves holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dean Alan Graves located?

Dean Alan Graves is based in DENVER, Colorado, last registered with DENVER INVESTMENT ADVISORS LLC.

How does Dean Alan Graves charge for services?

Dean Alan Graves's firm is compensated through percentage of aum, performance-based fees, other: eqlt licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DENVER INVESTMENT ADVISORS LLC?

DENVER INVESTMENT ADVISORS LLC has approximately 80 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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