Unclaimed Profile

Adam L Way

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC·DENVER, Colorado

SIE, Series 6, Series 7, Series 63, Series 65CFP ChFC14 years registeredGLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

3200 CHERRY CREEK SOUTH DRIVE, DENVER, CO 80209CRD# 4609168Firm CRD# 316072

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam L Way · DENVER, CO

Registration

CRD #4609168 · GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC · 14 years registered

Brand Profile

Not yet started

Career History

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

Oct 2021 – present

MML INVESTORS SERVICES, LLC

Oct 2017 – Oct 2021

Denver, CO

MML INVESTORS SERVICES, LLC

Dec 2014 – Oct 2015

DENVER, CO

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Feb 2012 – Aug 2012

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · February 6, 2012

Years registered · 14

Professional designations · CFP, ChFC

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

CRD 316072 · SEC 801-122556

AUM

$291M

Regulatory assets under management

Employees

2,076 client accounts

Services offered by GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Adam L Way offer?

Adam L Way specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.

What are Adam L Way's credentials?

Adam L Way holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Adam L Way located?

Adam L Way is based in DENVER, Colorado, working with GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Adam L Way charge for services?

Adam L Way's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC?

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC has approximately 9 employees and manages $291M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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