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Michael Patrick Tracy

PRINCIPIUM INVESTMENTS LLC·BOULDER, Colorado
Series 7, Series 24, Series 63Clean record24 years registeredPRINCIPIUM INVESTMENTS LLC
6450 GUNPARK DR, BOULDER, CO 80301CRD# 1805024Firm CRD# 124989

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Patrick Tracy · BOULDER, CO
Registration
CRD #1805024 · PRINCIPIUM INVESTMENTS LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

PRINCIPIUM INVESTMENTS LLC
May 2008 – present
SARASOTA ASSET MANAGEMENT, INC.
Mar 2003 – Dec 2008
WINTER PARK, FL
LINSCO/PRIVATE LEDGER CORP.
Jun 2002 – Oct 2003
SARASOTA, FL
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Registration record
First registered · June 6, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRINCIPIUM INVESTMENTS LLC
CRD 124989 · SEC 801-61768
AUM
$153M
Regulatory assets under management
Employees
3
489 client accounts
Services offered by PRINCIPIUM INVESTMENTS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PRINCIPIUM INVESTMENTS LLC →
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05

Frequently Asked Questions

What services does Michael Patrick Tracy offer?
Michael Patrick Tracy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOULDER, Colorado for a consultation.
What are Michael Patrick Tracy's credentials?
Michael Patrick Tracy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Patrick Tracy located?
Michael Patrick Tracy is based in BOULDER, Colorado, working with PRINCIPIUM INVESTMENTS LLC. Their office serves clients in the BOULDER metropolitan area and surrounding communities.
How does Michael Patrick Tracy charge for services?
Michael Patrick Tracy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPIUM INVESTMENTS LLC?
PRINCIPIUM INVESTMENTS LLC has approximately 3 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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