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Stephen Harold Shearn

QUINTES FINANCIAL SERVICES, LLC·WATSONVILLE, California
Clean recordQUINTES FINANCIAL SERVICES, LLC
1961 MAIN STREET, WATSONVILLE, CA 95076CRD# 859811Firm CRD# 284960

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Harold Shearn · WATSONVILLE, CA
Registration
CRD #859811 · QUINTES FINANCIAL SERVICES, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Harold Shearn is a registered financial advisor based in WATSONVILLE, California, affiliated with QUINTES FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
QUINTES FINANCIAL SERVICES, LLC
QUINTES FINANCIAL SERVICES, LLC
AUM
$219M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at QUINTES FINANCIAL SERVICES, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 859811
Firm CRD# 284960
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Harold Shearn offer?
Stephen Harold Shearn specializes in Financial Planning, Investment Management. Contact their office in WATSONVILLE, California for a consultation.
What are Stephen Harold Shearn's credentials?
Stephen Harold Shearn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Harold Shearn located?
Stephen Harold Shearn is based in WATSONVILLE, California, working with QUINTES FINANCIAL SERVICES, LLC. Their office serves clients in the WATSONVILLE metropolitan area and surrounding communities.
How does Stephen Harold Shearn charge for services?
Stephen Harold Shearn's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is QUINTES FINANCIAL SERVICES, LLC?
QUINTES FINANCIAL SERVICES, LLC has approximately 3 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
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City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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