Unclaimed Profile

Stephen Harold Shearn

QUINTES FINANCIAL SERVICES, LLC·WATSONVILLE, California

SIE, Series 6, Series 7, Series 63, Series 65, Series 66Clean record25 years registeredQUINTES FINANCIAL SERVICES, LLC

1961 MAIN STREET, WATSONVILLE, CA 95076CRD# 859811Firm CRD# 284960

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Harold Shearn · WATSONVILLE, CA

Registration

CRD #859811 · QUINTES FINANCIAL SERVICES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: QUINTES FINANCIAL SERVICES, LLC

QUINTES FINANCIAL SERVICES, LLC

Sep 2016 – Feb 2023

WATSONVILLE, CA

HAYASHI & WAYLAND INVESTMENT SERVICES, LLC

Jul 2013 – Jan 2016

SALINAS, CA

LINSCO/PRIVATE LEDGER CORP.

May 2001 – May 2007

SALINAS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · May 4, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUINTES FINANCIAL SERVICES, LLC

CRD 284960 · SEC 801-120746

AUM

$219M

Regulatory assets under management

Employees

80 client accounts

Services offered by QUINTES FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUINTES FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Harold Shearn offer?

Stephen Harold Shearn specializes in Financial Planning, Investment Management.

What are Stephen Harold Shearn's credentials?

Stephen Harold Shearn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Harold Shearn located?

Stephen Harold Shearn is based in WATSONVILLE, California, last registered with QUINTES FINANCIAL SERVICES, LLC.

How does Stephen Harold Shearn charge for services?

Stephen Harold Shearn's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUINTES FINANCIAL SERVICES, LLC?

QUINTES FINANCIAL SERVICES, LLC has approximately 3 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in California

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City Guides

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Research

Advisor Fees in California National Fee Analysis

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