Unclaimed Profile

Chris Matthew Frantz

CATALINA CAPITAL GROUP, LLC·TORRANCE, California

Series 7, Series 31, Series 63, Series 65Clean record18 years registeredCATALINA CAPITAL GROUP, LLC

2601 AIRPORT DRIVE, TORRANCE, CA 90505CRD# 5283015Firm CRD# 172556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chris Matthew Frantz · TORRANCE, CA

Registration

CRD #5283015 · CATALINA CAPITAL GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CW ADVISORS, LLC

Jun 2026 – present

CATALINA CAPITAL GROUP, LLC

Sep 2014 – Jun 2026

TORRANCE, CA

DANIEL WEALTH ADVISORS

Nov 2012 – Dec 2014

CORONA DEL MAR, CA

MORGAN STANLEY

Jun 2009 – Nov 2012

LOS ANGELES, CA

CITIGROUP GLOBAL MARKETS INC.

Nov 2007 – Jun 2009

LA JOLLA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · November 2, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CATALINA CAPITAL GROUP, LLC

CRD 172556 · SEC 801-110269

AUM

$630M

Regulatory assets under management

Employees

687 client accounts

Services offered by CATALINA CAPITAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CATALINA CAPITAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Chris Matthew Frantz offer?

Chris Matthew Frantz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TORRANCE, California for a consultation.

What are Chris Matthew Frantz's credentials?

Chris Matthew Frantz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chris Matthew Frantz located?

Chris Matthew Frantz is based in TORRANCE, California, working with CATALINA CAPITAL GROUP, LLC. Their office serves clients in the TORRANCE metropolitan area and surrounding communities.

How does Chris Matthew Frantz charge for services?

Chris Matthew Frantz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CATALINA CAPITAL GROUP, LLC?

CATALINA CAPITAL GROUP, LLC has approximately 3 employees and manages $630M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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