AdvisorOS Directory
Claim Profile
Unclaimed Profile
MM

Mcginnis Andrew Mccoy

PRISM ADVISORS, INC.·STUDIO CITY, California
SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record29 years registeredPRISM ADVISORS, INC.
4361 TUJUNGA AVENUE, STUDIO CITY, CA 91604CRD# 1708167Firm CRD# 286474

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mcginnis Andrew Mccoy · STUDIO CITY, CA
Registration
CRD #1708167 · PRISM ADVISORS, INC. · 29 years registered
Brand Profile
Not yet started
01

Career History

PRISM ADVISORS, INC.
Mar 2017 – present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Jul 2003 – May 2017
STUDIO CITY, CA
CITIGROUP GLOBAL MARKETS INC.
Jul 1997 – Jul 2003
SHERMAN OAKS, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 9
Series 10
Series 63
Series 65
Registration record
First registered · July 8, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRISM ADVISORS, INC.
CRD 286474 · SEC 801-110196
AUM
$416M
Regulatory assets under management
Employees
5
706 client accounts
Services offered by PRISM ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PRISM ADVISORS, INC. →
Introduction

Speak with Mcginnis

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mcginnis is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in STUDIO CITY?

Browse all registered financial advisors in STUDIO CITY, California or claim this profile if it's yours.

Browse STUDIO CITY AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Mcginnis Andrew Mccoy offer?
Mcginnis Andrew Mccoy specializes in Financial Planning, Investment Management. Contact their office in STUDIO CITY, California for a consultation.
What are Mcginnis Andrew Mccoy's credentials?
Mcginnis Andrew Mccoy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mcginnis Andrew Mccoy located?
Mcginnis Andrew Mccoy is based in STUDIO CITY, California, working with PRISM ADVISORS, INC.. Their office serves clients in the STUDIO CITY metropolitan area and surrounding communities.
How does Mcginnis Andrew Mccoy charge for services?
Mcginnis Andrew Mccoy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRISM ADVISORS, INC.?
PRISM ADVISORS, INC. has approximately 5 employees and manages $416M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at PRISM ADVISORS, INC.

Stacey Kiyomi Snow
STUDIO CITY, CA
CFP

More Advisors in STUDIO CITY, California

Ara Oghoorian
ACAP ASSET MANAGEMENT, INC.·STUDIO CITY, CA
Ryan Patrick Lynch
RCF ASSET MANAGEMENT GROUP 4, LLC·STUDIO CITY, CA
Carina Kaftarian Oghoorian
ACAP ASSET MANAGEMENT, INC.·STUDIO CITY, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile