Unclaimed Profile

Carina Kaftarian Oghoorian

ACAP ASSET MANAGEMENT, INC.·STUDIO CITY, California

Series 65Clean record17 years registeredACAP ASSET MANAGEMENT, INC.

12031 VENTURA BLVD, STUDIO CITY, CA 91604CRD# 5641202Firm CRD# 149452

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carina Kaftarian Oghoorian · STUDIO CITY, CA

Registration

CRD #5641202 · ACAP ASSET MANAGEMENT, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ACAP ASSET MANAGEMENT, INC.

ACAP ASSET MANAGEMENT, INC.

May 2009 – Oct 2025

LA VERNE, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 14, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ACAP ASSET MANAGEMENT, INC.

CRD 149452 · SEC 801-118117

AUM

$206M

Regulatory assets under management

Employees

1,193 client accounts

Services offered by ACAP ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ACAP ASSET MANAGEMENT, INC. →

Introduction

Speak with Carina

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Carina is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in STUDIO CITY?

Browse all registered financial advisors in STUDIO CITY, California or claim this profile if it's yours.

Browse STUDIO CITY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Carina Kaftarian Oghoorian offer?

Carina Kaftarian Oghoorian specializes in Financial Planning, Investment Management.

What are Carina Kaftarian Oghoorian's credentials?

Carina Kaftarian Oghoorian is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carina Kaftarian Oghoorian located?

Carina Kaftarian Oghoorian is based in STUDIO CITY, California, last registered with ACAP ASSET MANAGEMENT, INC..

How does Carina Kaftarian Oghoorian charge for services?

Carina Kaftarian Oghoorian's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ACAP ASSET MANAGEMENT, INC.?

ACAP ASSET MANAGEMENT, INC. has approximately 5 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →